IPO Pipeline
The following is a list of companies that are planning initial public offerings. Updated as of Monday, September 26, 2011.
Source: Federal Filings.
Date refers to when plans for the offering were filed with the U.S. Securities and Exchange Commission. Shares refer to millions of shares that are being offered. Price refers to the price range at which the stock is expected to be offered. Shares outstanding refers to millions of shares that will be outstanding, including those closely held. Managers refer the the underwriters of the offering.
IPOs Registered In 2011 Company Date Shares Price Managers* Active Network 2/14/11 N/A N/A N/A Ally Financial Inc. 3/31/11 N/A N/A C,GS,JP,MS Aleris Corporation 4/26/11 N/A N/A N/A Alexander Mortgage REIT 3/7/11 N/A N/A N/A American Realty Cap Inc. 2/11/11 8.8 $12.50 N/A Angie's List, Inc. 8/25/11 N/A N/A BA Ares Commercial Real Est. 9/14/11 N/A N/A WF,C,BA,JP Argos Therapeutics, Inc. 7/19/11 N/A N/A LZ,CAN,ND,BMO Aspen Aerogels, Inc. 6/24/11 N/A N/A GS,MS Avenue Capital Mortgage 6/29/11 N/A N/A N/A Banctec, Inc. 5/13/11 N/A N/A WB,ND,DAV BATS Global Markets Inc. 5/13/11 N/A N/A C,CS,MS,WE,RJ,SAND Bazaarvoice, Inc. 8/26/11 N/A N/A MS,DB,CS Bluestem Brands, Inc. 4/21/11 N/A N/A DB,PJ,O,WB Brightcove Inc. 8/24/11 N/A N/A MS,STIF Bonanza Creek Energy Inc. 6/7/11 N/A N/A MS Bond Street Holdings Inc. 5/16/11 N/A N/A DB,JP BrightSource Energy Inc. 4/22/11 N/A N/A GS,C,DB CafePress 6/10/11 N/A N/A JPM,CO,JF The Carlyle Group 9/6/11 N/A N/A JPM,C,CS Cathay Industrial Biotech 7/19/11 6.9 $12-$14 MS,DB,JF Chesapeake Granite Wash Tr 7/7/11 N/A N/A MS,RJ Community Choice Fin 8/23/11 N/A N/A JF,CS,STE Cornerstone OnDemand 3/16/11 10.5 $13.00 GS,BC,WB,PJ,PC,JMP Cloudary Corp. 5/24/11 N/A N/A BA,GS Clovis Oncology Inc. 6/23/11 N/A N/A JPM,CS,LR Cortina Systems Inc. 3/16/11 N/A N/A JP,BC,PJ,ND,O,ROTH CPG International Inc. 4/22/11 N/A N/A BC,DB,CS Crown Auto Holdings 1/10/11 3 N/A N/A CyOptics, Inc. 8/12/11 N/A N/A JP, BC Delphi Automotive PLC 5/25/11 N/A N/A GS,JP,BA,BC,MS,DB Demandware, Inc. 7/15/11 N/A N/A GS,DB Digital Domain Media Grp 5/16/11 22.25 $16-$18 BC,JMP Dynamic Offshore Res. 8/26/11 N/A N/A C,CS,DB,TUD,UBS Eloqua Limited 8/24/11 N/A N/A JP,DB,JMP,NEED,PC Enduro Royalty Trust 5/16/11 13.2 N/A BC Enphase Energy, Inc. 6/15/11 N/A N/A MS,BA,JF,LZ,THIN EPAM Systems, Inc. 6/10/11 N/A N/A C,UBS,BC Era Group Inc. 8/1/11 N/A N/A GS,JP,DB ESCO Corporation 5/2/11 N/A N/A GS,MS Exa Corp. 8/3/11 N/A N/A SN,BD,CAN,NEED FTS International 9/9/11 N/A N/A BA,C,GS,CS FX Alliance Inc. 9/19/11 N/A N/A BA,C,GS,JP Forum Energy Technologies 9/1/11 N/A N/A JP GCT Semiconductor 9/15/11 N/A N/A GS,BA,CO,O Genomatica, Inc. 8/23/11 N/A N/A MS,JP,JF,PJ Global Eagle Acquisition 2/15/11 20.2 $10 C Global Market Group Ltd. 2/25/11 2 $6-$7 DB,PJ,CW,LZ,O Grand Farm Inc. 5/12/11 N/A N/A NEW Greenwich Kahala Aviation 1/6/11 N/A N/A N/A Greenway Medical Tech Inc.7/15/11 N/A N/A JP,MS,WB,PJ,RJ Groupon 6/2/11 N/A N/A MS,GS,CS GSE Holdings, Inc. 7/11/11 N/A N/A JF,O Guidewire Software Inc. 9/2/11 Haiwang Resources & Tech 2/2/11 5.2 N/A CCM Home Loan Servicing 2/24/11 18.3 $15 BC, WF ILFC Holdings Inc. 9/2/11 N/A N/A C,JP,MS Imperva, Inc. 6/17/11 N/A N/A JP,DB,LZ,RBC,PC Impinj, Inc. 4/21/11 N/A N/A MS,JP,NEED,PC,RJ Inergy Midstream, LLC 8/24/11 N/A N/A MS,BC Inland Core Assets 9/12/11 180 $9.50-$10 N/A Inland Western Retail 2/14/11 N/A N/A C,DB,JP,KEY Jive Software, Inc. 8/24/11 N/A N/A MS,GS,C,UBS JTH Holdings Inc. 9/2/11 N/A N/A JF,SUN Laredo Petroleum Hldgs. 8/24/11 N/A N/A JP,GS,BA,WF Latrobe Specialty Metals 5/25/11 N/A N/A CS,FBR,JF,KEY,CO Liposcience, Inc. 6/23/11 N/A N/A BC,UBS,PJ Loyalty Alliance Corp. 7/22/11 N/A N/A MAC Luca Technolgies Inc. 6/29/11 N/A N/A UBS,C,PJ MacDermid Group Inc. 7/11/11 N/A N/A CS,MS,DB Manning & Napier Inc. 7/1/11 N/A N/A BA Mascoma Corp. 9/18/11 N/A N/A MS,UBS,CS Matador Resources Co. 8/12/11 N/A N/A RB,C Matress Firm Hldgs Corp. 6/10/11 N/A N/A BC,UBS,WB M/A-COM Tech Solutions 8/1/11 N/A N/A BC,JP,JF Merrimack Pharmaceuticals 7/8/11 N/A N/A JP,BA Midland States Bancorp, 5/13/11 5 $15-$17 SAND,STIF MOBITV, INC. 8/31/11 N/A N/A JP,DB,BD,WB,PC Momentive Perf Materials 4/22/11 N/A N/A N/A New Source Energy Corp. 8/29/11 N/A N/A BMO,KEY Nexx Systems, Inc. 6/22/11 7 $5.50-$7 NEED,OP,CAN,CARI North American Fin Hldgs 6/23/11 N/A N/A CS,BA,GS Neutron Energy Inc. 3/30/11 N/A N/A ROTH Newgistics Inc. 3/9/11 N/A N/A STIF,PJ,BBT,WB NewLink Genetic Corp. 2/28/11 N/A N/A WF,CAN,BD,CO,ND NetQin Mobile Inc. 3/16/11 N/A N/A PJ Nationstar Mortgage Hldgs 5/16/11 N/A N/A N/A Party City Hldgs Inc. 4/22/11 N/A N/A GS,BA,BC,DB,CS,MS,WFC PetroLogistics LP 6/21/11 N/A N/A MS,C,UBS,WFC Proto Labs, Inc. 7/22/11 N/A N/A JF,PJ Provident Mortgage Cap. 3/8/11 N/A N/A UBS,CS,DB Putnam Mortage Opp. Co. 4/11/11 N/A N/A BC Rentech Nitrogen Partners 8/5/11 N/A N/A MS,CS Restoration Hardware 9/9/11 N/A N/A BA,GS Rose Rock Midstream, L.P. 8/12/11 N/A N/A BC Sanchez Energy Corp. 9/1/11 N/A N/A JOHN,MAC Silver Spring Ntwks Inc. 7/7/11 N/A N/A MS,GS,CS South Valley Bancorp, Inc.7/29/11 N/A N/A DAV Springleaf REIT Inc. 5/13/11 N/A N/A N/A Sprague Resources LP 7/27/11 N/A N/A BC,JP Stewart & Steveson LLC 5/3/11 N/A N/A JP Sunshine Silver Mines 7/7/11 N/A N/A UBS,MS,RBC Targeted Medical Pharma 2/14/11 N/A N/A SUN Tilly's, Inc. 7/1/11 N/A N/A GS,BA,PJ TIM W.E. SGPS, S.A. 7/28/11 N/A N/A CS,C Transunion Corp. 7/5/11 N/A N/A BA,JP,DB,CS,MS Trinseo SA 6/27/11 N/A N/A DB,GS,C,BC Trustwave Holdings, Inc. 4/21/11 6.25 $15-$17 MS,JP,BC,WB,BMO Vocera Communications Inc. 8/1/11 N/A N/A JP,PJ,BD,WB,MK Union Ag Grp Corp 7/5/11 14.3 $13-$15 CS,JP U.S. Silica Hldgs Inc. 7/18/11 N/A N/A MS WageWorks Inc. 4/26/11 5.77 $12-$14 CS,WB,SNW,JMP,NEED WhiteSmoke, Inc. 5/12/11 N/A N/A ROD,BD WPX Energy, Inc. 4/29/11 N/A N/A BC,JP Xunlei Limited 6/8/11 N/A N/A JP,DB,CO,NEED,STIF Yandex 4/28/11 52.2 $20-$22 DB, MS, GS Zeltiq Aesthetics Inc. 7/13/11 N/A N/A JP,GS Zynga Inc. 7/1/11 N/A N/A MS,BC,GS,BA,JP
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